![]() ![]() Commodity Futures Trading Commission (the CFTC), a U.S. The ultimate parent company of the Applicant is ICAP plc, a company listed on the London Stock Exchange Ģ. The Applicant is a limited liability company organized under the laws of the State of Delaware in the United States ( U.S.) and is a wholly owned subsidiary of ICAP Broking Holdings North America LLC. ![]() ![]() WHEREAS ICAP SEF (US) LLC (the Applicant) has filed an application dated Septem( Application) with the Ontario Securities Commission ( Commission) pursuant to section 147 of the Act requesting an interim order exempting the Applicant from the requirement to be recognized as an exchange under subsection 21(1) of the Act ( Order) ĪND WHEREAS the Applicant has represented to the Commission that:ġ. Application for an order that a swap execution facility registered with the United States Commodity Futures Trading Commission is exempt from the requirement to register as an exchange in Ontario – requested order granted. ![]()
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